SEC registration statement under the securities regulation code for the issuer of investment unit instruments
SEC registration form for Investment Company Adviser
SEC application form for payment of annual fees for broker dealer under the implementation rules and Rregulations of the decurities regulation code
SEC application form for payment of annual fees for broker dealer - branch office under the implementation rules and regulations of the securities regulation code
SEC application form for payment of annual fees for investment company adviser/fund manager
SEC application form for payment of annual fees for investment house branch office under omnibus rules and regulations for investment House and universal banks registered as underwriter of securities
SEC application form for payment of annual fees for investment house/underwriter of securities/ government securities eligible dealers under the omnibus rules and regulations for investment house and universal banks registered as underwriter of securities
SEC application form for payment of annual fees for mutal fund distributor
SEC registration of associated person of a broker dealer under SRC rule 28.1.5
SEC registration of a compliance officer of an investment company adviser/manager under SEC memorandum circular No. 8, series of 2004