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10.1 Confirmation of Exempt Transaction

SEC application form for Confirmation of Exemption SRC Rule 10.1

Cover Sheet

SEC cover sheet for amendment form

Cover Sheet

SEC Cover Sheet for Foreign - Owned Partnership

Cover Sheet for Registration

SEC cover sheet for foreign owned corporation

Cover Sheet for Registration

SEC cover sheet for foreign - owned corporation

Cover Sheet for Registration

SEC cover sheet for domestic partnership registration

Cover Sheet for Registration

SEC cover sheet for domestic non - stock corporation registration

Cover Sheet for Registration

SEC cover sheet for domestic stock corporation registration

NELET-AF Covering/Endorsement Letter

SEC endorsement letter for the payment of annual fees application for capital market professionals

Annex I Customer Account Information Form

SEC annex under SRC rule 52.1 - 6

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