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Regional Operating Area Headquarters

SEC application of multinational company for registration and license to established a regional headquarters in the Philippines

IH-BO Registration for Branch Office Registration/ Amendment

SEC registration form for investment house branch office

28-AP/28-AMD Registration of Associated Person of a Broker Dealer

SEC registration of associated person of a broker dealer under SRC rule 28.1.5

28-S/28-AMD Registration of Salesman of a Broker Dealer

SEC registration of salesman of a broker dealer under SRC rule 28.1.5

12-1 ETF Registration Statement

SEC ETF registration statement for the issuer of exchange traded fund

ICA-7-1 Registration Statement of the Investment Company Act

SEC registration statement for mutual fund/ investment company under section 7 iof the investment company act

12-1 Registration Statement under the Securities Regulation Code

SEC registration statement for the issuer of securities/mutual fund companies/public companies

AuF-002-R Renewal Application for Auditing Firm

SEC renewal application for accreditation as auditing firm under SRC rule 68, as amended

ExA-001-R Renewal Application for External Auditor

SEC renewal application for accreditation of an individual external auditor under SRC rule 68, as amended

10.2 Request for Exemption of Stock Option Plan

SEC exemption request of stock option plan under Rule 17.1.2

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