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Lending Company Head Office Application Form

SEC application form for lending company head office under the republic act 9474 of the lending company regulation act

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GENERAL INSTRUCTIONS
1. This Application Form shall be used to register lending company under Republic Act No.
9474 (Lending Company Regulation Act of 2007).
2. This application shall be signed under oath by the Registrant’s President.
3. Four (4) copies of the complete application shall be filed, including exhibits and all other
papers and documents filed as part thereof.

APPLICATION OF:
Name of Corporation
Complete Address

Contact Number

For a Certificate of Authority under the Provisions of Republic Act No. 9474, the Lending
Company Regulation Act of 2007

Date

SECURITIES AND EXCHANGE COMMISSION
EDSA, Greenhills, Mandaluyong City
Metro Manila
Gentlemen:
Pursuant to the Rules and Regulations to Implement the Provisions of Republic Act No. 9474
(Lending Company Regulation Act of 2007), we hereby apply for authority to operate as a lending company.
In support of this application, we are submitting herewith the following required documents/information
to form integral parts thereof:
1.
2.
3.
4.

All documents required for registration as a corporation;
Information Sheet of registrant company;
For Filipino director/s and officer/s, clearance from the National Bureau of Investigation (NBI);
For foreign director/s and officer/s, if any:
a. Photocopy of Alien Certificate of Registration or Immigration Certificate of Registration;
b. Photocopy of passport showing valid visa or stay in the Philippines; and
c. Clearance from the Bureau of Immigration (BI)
5. Manual on Anti-Money Laundering
- If foreign participation in voting stock is more than 40%; or
- If total assets is PhP10M or more
6. Board Resolution on the Adoption of the Manual; and
7. Notarized Bank Certificate of Deposit of the Paid-up Capital.

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LENDING COMPANY – HEAD OFFICE
We declare that the corporation has not accepted nor will it solicit, accept or take
investments/placements, other than loans, from more than nineteen (19) persons without SEC approval. In
case of unauthorized acceptance or solicitation of investments or borrowings, it shall immediately indemnify or
return the investments of persons upon presentation of valid claims.

Further, for our foreign stockholders (if any), we affirm that the country or state of foreign stockholders
allows Filipino citizens and or corporations to do lending business therein. The company shall also comply
with Rule 17.1.2 of the Amended Rules and Regulations of the Securities Regulation Code.

Name of Lending Company
By:

Signature of the President over Printed Name

REPUBLIC OF THE PHILIPPINES)
IN THE CITY OF
) S.S.
SUBSCRIBED AND SWORN TO before me this ____ day of ______________, _____ the above affiant
exhibiting to me his/her Tax Identification Number ___________ issued at ____________________ on
____________________.

NOTARY PUBLIC

Doc. No. __________
Page No. __________
Book No. __________
Series of __________

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