GOCC 2015 Summary Table

NEDA government-owned and controlled corporations summary table

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ODA & LFPP
Table 1
ODA & LFPP
Table 2A
ODA & LFPP
Table 2B
ODA Only
Table 2C
ODA & LFPP
Table 3A
ODA & LFPP
Table 3B
ODA & LFPP
Table 3C
Table 3D
Table 4A
Table 4B
Table 5
Table 6
Table 7

ODA & LFPP
ODA & LFPP
ODA & LFPP
ODA & LFPP
ODA & LFPP
ODA & LFPP

For GOCCs

CY 2015 AGENCY PORTFOLIO REVIEW
Table of Contents
GOCC Name
As of December 31, 2015

Regional Disaggregation of Projects and Programs
Financial Status of Projects and Programs
Budget Forecast
Loan Disbursement (Withdrawal) Targets
Physical Targets and Actual Accomplishments of Projects and Programs
Components and Physical Outputs of Projects and Programs
Project/Program Component(s) Addressing Climate Change and Contributing to Disaster Risk
Reduction
Project(s)/Program(s) with Damaged Output(s), Incomplete Output(s) or Sustainability Issue(s)
Problem Analysis of Projects and Programs
Assumptions and Risk Register
Projects/Programs for Possible Restructuring/ICC Re-evaluation in CY 2016
Project/Program Results
Lessons Learned Register for Projects and Programs

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 1
Regional Disaggregation of Projects and Programs
GOCC Name
As of December 31, 2015
PROJECT/PROGRAM TITLE

LOCATION
(Region/s)

Projects
Project 1

Total
Region I
Region II

LATEST APPROVED PROJECT/PROGRAM
COST (PhPM)1
TP
LP
GP
GPH
105.00
70.00
35.00

75.00
50.00
25.00

Project 2

15.00
10.00
5.00

REMARKS

(mm/dd/yyyy)
Start2
Completion3
1/1/2011
1/1/2012
1/1/2012

12/31/2017
12/31/2015
12/31/2015

1/1/2013

Region N
Nationwide4
Project-wide5

15.00
10.00
5.00

IMPLEMENTATION SCHEDULE

12/31/2014

Total
Region I
Region II

Region N
Nationwide4
Project-wide5
Programs
Program 1

Total
Region I
Region II

Region N
Nationwide
Nationwide4
Program-wide5

TP - Total Project/Program Cost

LP - Loan Proceeds

GP - Grant Proceeds

1

GPH - Local Counterpart Fund

For programs/projects funded by off-budget funds, the total approved budget may be used for the total cost of the program/project. In addition, for non-ODA programs, use the total approved budget available for
CY 2015 only.
2
Start date refers to the earliest start date among the sub-projects/activities in the region for the project/program.
3
Completion date refers to the latest completion date among the sub-projects/activities in the region for the project/program.
4
Cost known to be incurred in all regions, but breakdown for each region can not be determined.
5.
Cost known to be incurred project-or program-wide, but not in all regions, but breakdown per covered region can not be determined.
*For locally-funded programs, the cost refers to the program budget for CY 2015 (i.e., new releases of CY 2015, including any balance in previous years carried forward or continuing for CY 2015, net of
Projects are defined as special agency undertakings which are to be carried out within a definite time frame and which are intended to result in some pre-determined measure of goods and services.
Programs are defined as a homogeneous group of activities necessary for the performance of a major purpose for which a government agency is established, or for the basic maintenance of the agency’s
administrative operations, or for the provision of staff support to the agency’s administrative operations, or for the provision of staff support to the agency’s line functions.
Prepared by: ______________________________
(Signature over printed name)

Date: _____________________________

Approved by: ______________________________
(Signature over printed name)

Date: _____________________________

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 2A
Financial Status of Projects and Programs
GOCC Name
As of December 31, 2015
CAPEX

PROJECT/

FUND

PROGRAM

CATEGORY

As of

(1)

31 Dec. 2014
(2)

TITLE
Projects
Project 1

Project 2

Programs
Program 1

Program 2

CY 2015
(3)

OBLIGATIONS
Total Available
To Date
(6)=(3+4)

As of
31 Dec. 20141
(7)

DISBURSEMENTS

CY
2015
(8)

TP
LP
GP
GPH
TP
LP
GP
GPH
TP
LP
GP
GPH
TP
LP
GP
GPH

TP - Total Project Cost
LP - Loan Proceeds
GP - Grant Proceeds
For locally-funded programs, obligations as of CY 2014 should only include obligations made in CY 2014.
2
For locally-funded programs, disbursements as of CY 2014 should only include disbursements made in CY 2014.
1

Prepared by: ______________________________
(Signature over printed name)

Date: _____________________________

Approved by: ______________________________
(Signature over printed name)

Date: _____________________________

Total
(9)=(7+8)

As of
31 Dec. 20142
(10)

CY
2015
(11)

Total
(12)=(10+11)

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 2B
Budget Forecast
GOCC Name
As of December 31, 2015
The sum of the multi-year budget requirement and the cumulative obligations as of end 2015 (as per Table 2A) should be equal to the current estimate of the total project cost.
PROJECT/

FUND

PROGRAM

CATEGORY

TITLE
Projects
Project 1

Project 2

Programs
Program 1

Program 2

ICC-Approved

TOTAL COST1
L/G
FOA2

Original Revised

Cost

MULTI-YEAR REQUIREMENT FORECAST
2017
2018
2019
2016

Current
Estimate

1Q

2Q

3Q

4Q

2020

Future
Years

TP
LP
GP
GPH
TP
LP
GP
GPH
TP
LP
GP
GPH
TP
LP
GP
GPH

TP - Total Project Cost
LP - Loan Proceeds
GP - Grant Proceeds
For programs/projects funded by off-budget funds, the total approved budget may be used for the total cost of the program/project. In addition, for non-ODA programs, use
the total approved budget available for CY 2015 only.
2
FOA - Forward Obligational Authority
1

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Date: _____________________________

Approved by: ______________________________
(Signature over printed name)

Date: _____________________________

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 2C
Loan Disbursement (Withdrawal) Targets
GOCC Name
As of December 31, 2015
Amounts should be in Original Currency. Amount in the "Total" column should equal to the Net Commitment.
PROJECT/ PROGRAM TITLE
NET
LOAN
DISBURSEMENTS
2016 TARGETS
Q1
Q2
Q3
ORIGINAL
as of
COMMITMENT1
CURRENCY
Dec 2015
(in OC)
(OC)

(1)

(2)

Projects
Project 1
Project 2
Project 3

Project N
Programs
Program 1
Program 2
Program 3

1
2
3

Loan Amount Less Cancellations
Insert additional years as may be necessary
Indicate the foreign exchange rate(s) used in setting future targets

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Date: _______________

Approved by: ______________________________
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Date: _______________

(3)

Q4

FUTURE TARGETS2
2017
2018
2019
2020

TOTAL

(4)

(2+3+4)

REMARKS3

For GOCCs

CY 2015 AGENCY PORTFOLIO REVIEW
Table 3A
Physical Targets and Actual Accomplishments of Projects and Programs
GOCC Name
As of December 31, 2015

PROJECT/ PROGRAM TITLE

TARGET (%)

FUTURE TARGETS5

ACTUAL (%)

As of
31 Dec. 20141

For
20152

As of
31 Dec. 20143

For
20154

1Q

2Q

3Q

4Q

Projects
Project 1

10

30

11

25

3

2

3

Project 2

50

20

25

18

4

2

Project 3

25

15

30

20

6

7

Project N

2016

2017

2018

2019

2020

4

12

18

12

10

3

4

15

14

15

-

8

5

14

10

-

-

STATUS AS OF
DECEMEBR 2015
(on/ahead/behind schedule,
or completed)6

REMARKS7

On schedule
Actual OWPA = 36%
Target OWPA = 40%;
10% of target OWPA = 4p.p;
On schedule if actual OWPA is
between 37% and 43%
Behind schedule
Actual OWPA = 43%;
Target OWPA = 70%;
10% of target OWPA = 7p.p;
Behind schedule if actual
OWPA is 63% and below
Ahead schedule
Actual OWPA = 50%;
Target OWPA = 40%;
10% of target OWPA = 4p.p;
Ahead of schedule if actual
OWPA is 44% and above

Programs
Program 1
Program 2

Program N

1

For locally-funded programs, target as of 31 December 2014 shall refer to the physical targets corresponding to the programmed utilization of available releases for CY 2014, i.e., from the use of new releases in CY 2014 and balances of past
releases, continuing or carried forward to CY 2014, net of adjustments, but to exclude balances of releases continuing or carried forward to CY 2015.\
2

For locally-funded programs, target for CY 2015 shall refer to the physical targets corresponding to the programmed utilization of available releases for CY 2015, i.e., from the use of new releases in CY 2015 and balances of past releases
continuing or carried forward to CY 2015.
3

For locally-funded programs, actual physical accomplishment as of 31 December 2014 shall refer to the actual physical accomplishment corresponding to the programmed utilization of available releases for CY 2014, i.e., from the use of new
releases in CY 2014 and balances of past releases, continuing or carried forward to CY 2014, net of adjustments, but to exclude balances of releases continuing or carried forward to CY 2015.
4

For locally-funded programs, actual physical accomplishment for CY 2015 shall refer to the actual physical accomplishment corresponding to the programmed utilization of available releases for CY 2015, i.e., from the use of new releases in
CY 2015 and balances of past releases continuing or carried forward to CY 2015.
5

Sum of columns D to M should equal 100% (i.e., actual accomplishment as of end 2015 and future targets until the end of project implementation). For locally-funded programs, only supply the CY 2016 targets.

6

Indicate the physical status as of end of CY 2015, whether: completed, ahead of schedule, on schedule, or behind schedule (see guidelines on how to determine physical status based on the OWPA.)

7

Indicate whether the project would be completed on schedule. In case no physical accomplishment or output, please indicate preparatory activities undertaken. If there is negative slippage as of end of CY 2015, cite reason(s) with the details
provided in Table 4A.
Prepared by: ______________________________
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Date: ________________

Approved by: ______________________________
(Signature over printed name)

Date: ________________

For GOCCs
CY 2014 ODA PORTFOLIO REVIEW
Table 3B
Components and Physical Outputs of Projects and Programs
GOCC Name
As of December 31, 2015
PROJECT/ PROGAM TITLE
AND COMPONENTS
Projects
Project 1
Component 1

Component 2

Project 2
Component 1

Component 2

Programs
Program 1
Component 1

Component 2

OUTPUTS

TARGET
As of 31
Dec. 2014

ACTUAL
CY 2015

As of 31
Dec. 2014

Output 1
Output 2
Output 3
Output 1
Output 2
Output 3

Validated
Agency MFO(s)
Supported

CY 2015

Remarks1

MFO Statement 1

MFO Statement 2

Output 1
Output 2
Output 3
Output 1
Output 2
Output 3

Output 1
Output 2
Output 3
Output 1
Output 2
Output 3

1

For locally-funded programs, target as of 31 December 2014 shall refer to the physical targets corresponding to the programmed utilization of available releases for CY 2014, i.e., from the use of
new releases in CY 2014 and balances of past releases, continuing or carried forward to CY 2014, net of adjustments, but to exclude balances of releases continuing or carried forward to CY
2
2015.\
For locally-funded programs, target for CY 2015 shall refer to the physical targets corresponding to the programmed utilization of available releases for CY 2015, i.e., from the use of new
releases in CY 2015 and balances of past releases continuing or carried forward to CY 2015.
3

For locally-funded programs, actual physical accomplishment as of 31 December 2014 shall refer to the actual physical accomplishment or outputs corresponding to the programmed utilization
of available releases for CY 2014, i.e., from the use of new releases in CY 2014 and balances of past releases, continuing or carried forward to CY 2014, net of adjustments, but to exclude
balances of releases continuing or carried forward to CY 2015.
4

For locally-funded programs, actual physical accomplishment for CY 2015 shall refer to the actual physical accomplishment or outputs corresponding to the programmed utilization of available
releases for CY 2015, i.e., from the use of new releases in CY 2015 and balances of past releases continuing or carried forward to CY 2015.
5

Indicate whether the outputs would be delivered as scheduled, and if not, the factors that affected the delayed or non-delivery of said outputs.

Prepared by: ______________________________
(Signature over printed name)

Date: _____________________________

Approved by: ______________________________

Date: _____________________________

(Signature over printed name)

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 3C
Project/Program Component(s) Addressing Climate Change and Contributing to Disaster Risk Reduction
GOCC Name
As of December 31, 2015
(Kindly indicate the component/s of projects and programs that address climate change mitigation/adaptation or disaster risk reduction by indicating the cost/amount
allocated for each initiative).
CC1/DRR Initiative Amount (PM)
Project Title
Total
Remarks2
Adaptation
Mitigation
DRR
Projects
Project 1 (Sample)
Engineering designs include
Component 1:
0.10
0.30
0.40 measures for erosion control
Component 2:
5.50
5.50 and reduction of soil degradation.

Component N

2.00

Programs
Program 1
Component 1:
Component 2:

2.00
-

Component N
1

Climate Change Initiatives (National Framework Strategy on Climate Change 2010-2022):
Mitigation - aims to facilitate the transition towards low greenhouse gas emissions for sustainable development
a) energy efficiency and conservation; b) realization of the full potential of the country’s renewable energy; c) improvement of the transport sector through the uptake of
alternative fuels and expansion of mass transport systems; d) making use of energy--efficient design and materials for public infrastructure and settlements; e)
reduction of emissions from deforestation and forest degradation; and g) waste management.
Adaptation - points towards building the adaptive capacity of communities and increasing the resilience of natural ecosystems to climate change
a) enhancement of vulnerability and adaptation assessments; b) integrated ecosystem-based management; c) water governance and management; d) promotion of a
climate-responsive agriculture; e) support climate-responsive health sector; and f) encourage climate-proofing infrastructure
2
Description of CC/DRR initiatives under the relevant component(s) of the project/program.

Prepared by: ______________________________
(Signature over printed name)

Date: _____________________________

Approved by: ______________________________
(Signature over printed name)

Date: _____________________________

For GOCCs

CY 2015 AGENCY PORTFOLIO REVIEW
Table 3D
Projects/Programs with Damaged Output(s), Incomplete Output(s) or Sustainability Issue(s)
GOCC Name
As of December 31, 2015
Projects/programs with outputs damaged in CY 2015
Project/Program Title

Description of Damaged Output(s)*

Actions taken/ being taken to address the damaged
output(s)

Actions to be taken to address the damaged output(s)

Description of the Incomplete Output(s) *

Actions taken/ being taken to address the incomplete
output(s)

Actions to be taken to address the incomplete output
(s)

Actions taken/ being taken to address the issue(s)

Actions to be taken to address the issue(s)

Year Completed

Projects

Programs

* with attribution to specific events (e.g. Typhoon Lando)
Closed projects/programs in CY 2015 with incomplete outputs
Project/Program Title

Year Completed

Projects

Programs

Completed projects/programs in 2015 with sustainability issues
Project/Program Title
Projects

Programs

Year Completed

Sustainability Issue(s) *

CY 2015 AGENCY PORTFOLIO REVIEW
Table 4A
Problem Analysis of Projects and Programs
GOCC Name
As of December 31, 2015
PROJECT/
PROGRAM

PROBLEM/
ISSUE
1
IDENTIFIED

ISSUE DETAILS

ISSUE STATUS
(CURRENT OR
RESOLVED)

ACTIONS TAKEN/BEING TAKEN2

ACTIONS TO BE TAKEN IN CY 2016
AND BEYOND3

Projects
Project 1
Project 2

Project N
Programs
Program 1
Program 2

Program N

1
2
3
4

Use typology of issues indicated in the Guidelines
For both current or outstanding issues/problems and those which ended in 2015, include actions taken/being taken by the agency on recommendations during the CY 2014 ODA Portfolio Review
Plan of action to address currrent or outstanding isuues/problems.
For problems identified as current or outstanding, provide updates (as of 2016) on the actions taken, if any, and discuss the probability of achieving project objectives (i.e., low, moderate, or high)

Prepared by: ______________________________
(Signature over printed name)

Date: ________________

Approved by: _________________________________
(Signature over printed name)

Date: ________________

For GOCCs

REMARKS

lude actions taken/being taken by the agency on recommendations during the CY 2014 ODA Portfolio Review

e actions taken, if any, and discuss the probability of achieving project objectives (i.e., low, moderate, or high)

4

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 4B
Assumptions/Risk Register
GOCC Name
As of December 31, 2015

MANAGEMENT STRATEGIES/
CONTINGENCY MEASURES

RISK STATUS AND UPDATES/REMARKS
(RISK STATUS CATEGORIES: CURRENT, ENDED,
MITIGATED, OCCURRED)
(4)
(5)
example:
example:
1. a. Additional personnel for organizing FIOs are being Current.
hired.
1.a. As of ___ implementing agency has hired ___ of target
1. b. Continous capacity building activities are being additional personnel to undertake FIO organizing
undertaken by implementing agency
1.b.Implementing agency has undertaken (no.) of capacity
building activities for the FIOs
1.c. Management transfer agreements have been drafted

2. LGUs adhere to the MOAs

2. Periodic consultations to secure buy in of LGUs

Contractor performance

Programs
Program 1

(2)
example:
Operation and Maintenance

ASSUMPTIONS/RISK DESCRIPTION
(POTENTIAL IMPACTS ON PROJECT
COMPLETION)
(3)
example:
1. Farmer Irrigation Organizations (FIO)
operationalized and are tasked to among
others undertake the maintenance of project
facilities.

LGU participation

PROJECT/
PROGRAM
TITLE
(1)
Projects
Project 1

3. Contractor underperformance. The
contractor is unable to deliver on time and
outputs are below standards increasing cost
and incurring time overruns.
example:
Non-familiarity with budget policies by project
management staff/personnel will extend
preparation of budget delaying availability of
funds

3. An early contractor exit tol reduce the risk and cost of Current.
further underperformance
3. Implementing agency monthly monitors contractors
performance to alert and mitigate slippages.

1

ASSUMPTIONS/RISK CATEGORY

example:
Start-up delays

Unfamilairity on procurement procedures
including the preparation of bid docmuments

2

2. Implementing agency conducted (no.) of consultations.

example:
example:
Start-up activities include briefing/coaching of all financial Current. Ongoing familiarization
management personnel.

Training of personnel on procurement law and bidding Current. Ongoing training on procurment
procedures before the start of project

1

Use risk categories indicated in the Guidelines.
Risk/Assumption Status categories:
- current - poses as a threat/enhancement to the project
- ended – is no longer a threat or a valid assumption
- mitigated – risk was mitigated
- occurred - risks not mitigated and has progressed as an issue/problem); OR, an assumption that has materialized
2

Prepared by: ______________________________
(Signature over printed name)

Date: ________________

Approved by: _________________________________
(Signature over printed name)

Date: ________________

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 5
Projects/Programs for Possible Restructuring/ICC Re-evaluation in CY 2016 (if applicable)
GOCC Name
As of December 31, 2015
PROJECT/
PROGRAM
TITLE
Projects
Project 1
Project 2

FUNDING SOURCE
(IF ODA)

DETAILS OF POSSIBLE PROJECT RE-STRUCTURING/
ICC RE-EVALUATION IN CY 2016

REASON(S)/ JUSTIFICATION(S)

Project N
Programs
Program 1
Program 2

Program N

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(Signature over printed name)

Date: ________________

Approved by: _________________________________
(Signature over printed name)

Date: ________________

CY 2015 AGENCY PORTFOLIO REVIEW
Table 6
Project/Program Results
GOCC Name
As of December 31, 2015
Project/Program Title
OBJECTIVES
(Based on Logframe)
Goal:
Objective statement (goal)

: _______________________________________________________________________
RESULTS INDICATOR/TARGET
(Based on Logframe)

ACTUAL
(Using Proxy or Logframe Indicators)

Actual Value for Indicator Target N (goal) as of (date)

Indicator Target 1 (purpose)
Indicator Target 2 (purpose)

Actual Value for Indicator Target 1 (purpose) as of (date)
Actual Value for Indicator Target 2 (purpose) as of (date)

Indicator Target N (purpose)

1

Actual Value for Indicator Target 1 (goal) as of (date)
Actual Value for Indicator Target 2 (goal) as of (date)

Indicator Target N (goal)
Purpose:
Objective statement (purpose)

Indicator Target 1 (goal)
Indicator Target 2 (goal)

Actual Value for Indicator Target N (purpose) as of (date)

May be downloaded using this link: http://www.neda.gov.ph/2015/05/07/philippine-development-plan-2011-2016-revalidated-results-matrices/

Prepared by: ______________________________
(Signature over printed name)

Approved by: _________________________________
(Signature over printed name)

For GOCCs

_________________________________________________________
PDP RM INDICATOR(S)1
the project contributes to

gov.ph/2015/05/07/philippine-development-plan-2011-2016-revalidated-results-matrices/
Date: ________________

Date: ________________

For GOCCs
CY 2015 AGENCY PORTFOLIO REVIEW
Table 7
Lessons Learned Register for Projects/Programs
GOCC Name
As of December 31, 2015
PROJECT/
PROGRAM
TITLE
Projects
Project 1

PROJECT/PROGRAM
MANAGEMENT
AREA/CATEGORY

PROGRAM/
PROJECT PHASE

Procurement

Implementation

SITUATION

Some items will not be delivered by the
Contractor because these are not clearly
specified in the signed contract.

Project 2

Project N
Programs
Program 1
Program 2

Program N

*Lessons learned for CY 2015 only.
Prepared by: ______________________________
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Date: _______________

Approved by: ______________________________
(Signature over printed name)

Date: _______________

LESSONS LEARNED*

In preparing the contract, make sure that the deliverables of the
contractor are specific and specified clearly in details to avoid
misunderstanding. Be sure that information are accurate and
no gray areas before signing the contract.