Philippine Government Forms

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28.1-1 BOR Applicaiton for Branch Office Registration Renewal

SEC registration form for branch office registration renewal for broker dealer including branch office

28-BDA Application for Registration as a Broker Dealer and Amendments\

SEC registration form for exchange traing participants and non-eExchange broker dealers

33-A Exchange

SEC exchange under Exchange SRC Rule 33.2

36-TA Application for Rgistration as Transfer Agent and Amendments

SEC application form for transfer agent under SRC Rule 36.4.1.4

42-CA/ 42-SD/42-SRO/42-AMD Application for Registration as Clearing Agency, Securities Depository, Self Regulatory Organization and Amendments

SEC registration form for clearing agency, securities depository, self rgulatory organization and amendments under SRC Rule 42.1

BDW Uniform Request for Broker-Dealer Withrawal

SEC request form for broker dealer withdrawal under SRC Rule 28.1.4.1

Voluntary Revocation

SEC revocation of registration for the issuer of securities/mutual fund companies/public companies

28.1-1-AF Application for Payment of Annual Fees for Broker Dealer

SEC application form for payment of annual fees for broker dealer under the implementation rules and Rregulations of the decurities regulation code

28.1-1-BO-AF Application for Payment of Annual Fees for Broker Dealer - Branch Office

SEC application form for payment of annual fees for broker dealer - branch office under the implementation rules and regulations of the securities regulation code

ICA-AF Application for Payment of Annual Fees for Investment Company Adviser/Fund Manager

SEC application form for payment of annual fees for investment company adviser/fund manager

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