1255 Results for "OFFICE":

33-A Exchange

SEC exchange under Exchange SRC Rule 33.2

36-TA Application for Rgistration as Transfer Agent and Amendments

SEC application form for transfer agent under SRC Rule 36.4.1.4

42-CA/ 42-SD/42-SRO/42-AMD Application for Registration as Clearing Agency, Securities Depository, Self Regulatory Organization and Amendments

SEC registration form for clearing agency, securities depository, self rgulatory organization and amendments under SRC Rule 42.1

BDW Uniform Request for Broker-Dealer Withrawal

SEC request form for broker dealer withdrawal under SRC Rule 28.1.4.1

Voluntary Revocation

SEC revocation of registration for the issuer of securities/mutual fund companies/public companies

28.1-1-AF Application for Payment of Annual Fees for Broker Dealer

SEC application form for payment of annual fees for broker dealer under the implementation rules and Rregulations of the decurities regulation code

ICA-AF Application for Payment of Annual Fees for Investment Company Adviser/Fund Manager

SEC application form for payment of annual fees for investment company adviser/fund manager

IHU/GSED-AF Application for Payment of Annual Fees for Investment House/Underwriter of Securities/ Government Securities Eligible Dealers

SEC application form for payment of annual fees for investment house/underwriter of securities/ government securities eligible dealers under the omnibus rules and regulations for investment house and universal banks registered as underwriter of securities

MFD-AF Application for Payment of Annual Fees for Mutal Fund Distributor

SEC application form for payment of annual fees for mutal fund distributor

CMPRS Form 1 Undertaking

SEC undertaking for capital market professionals